Shi, Lei (SFC:BIE889) 石磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF International Investment Management Limited | Rep | Advising on securities | 2016-09-20 | 2019-02-22 | Rep | Dealing in securities | 2016-09-20 | 2019-02-22 |
| 2 | GUOTAI GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2019-04-03 | 2025-10-20 | Rep | Asset management | 2019-07-19 | 2025-10-20 | Rep | Dealing in securities | 2019-08-19 | 2025-10-20 |
| 3 | Roofer Asset Management Limited | Rep | Asset management | 2025-12-09 | |
| 4 | ROOFER SECURITIES LIMITED | Rep | Advising on securities | 2025-12-09 | Rep | Dealing in securities | 2025-12-09 |
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