Sum, Hoi Kei 沈鎧圻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2015-04-23 | 2023-02-08 | Rep | Dealing in securities | 2015-04-23 | 2023-02-08 | Rep | Asset management | 2018-10-16 | 2023-02-08 | RO | Advising on securities | 2023-02-08 | 2025-12-09 | RO | Asset management | 2023-02-08 | 2025-12-09 | RO | Dealing in securities | 2023-02-08 | 2025-12-09 | Rep | Advising on securities | 2025-12-09 | Rep | Asset management | 2025-12-09 | Rep | Dealing in securities | 2025-12-09 |
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