Chan, Yi Sum 陳鐿心

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SFC roles

Organisation Position From Until
1 CENTRAL WEALTH ASSET MANAGEMENT LIMITED RepRepresentative 2021-03-12
2 CENTRAL WEALTH FUTURES LIMITED RepRepresentative 2017-08-14 2017-10-03
Resp OffResponsible Officer 2017-10-03 2023-04-03
3 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED RepRepresentative 2017-08-14 2017-10-03
Resp OffResponsible Officer 2017-10-03
4 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RepRepresentative 2003-05-26
5 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Resp OffResponsible Officer 2012-09-25 2017-06-09
6 CMBC SECURITIES COMPANY LIMITED Resp OffResponsible Officer 2012-09-25 2017-06-09
7 MANGO FINANCIAL LIMITED RepRepresentative 2003-07-30 2005-05-04
8 ONE CHINA SECURITIES LIMITED RepRepresentative 2007-08-16 2009-04-09
9 ORIENTAL WEALTH FUTURES LIMITED Resp OffResponsible Officer 2009-06-18 2012-07-31
10 ORIENTAL WEALTH SECURITIES LIMITED RepRepresentative 2009-04-21 2010-01-20
Resp OffResponsible Officer 2010-01-20 2012-07-31
11 XinKong International Securities Limited RepRepresentative 2005-05-19 2007-07-27

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